Compliance Prompt for OCC GENIUS Act Stablecoin CIP Readiness
This **Luna** review prompt turns the closed **OCC comment window** on payment stablecoin standards under the GENIUS Act into a concrete readiness assessment. Luna, the deepidv compliance overseer, synthesizes the likely regulatory trajectory from the proposed rule, maps each of your primary market issuance and redemption workflows against the proposed CIP mandates, returns a gap register that separates issues you can fix now from ones that wait on final text, and produces a phased readiness plan sized to the expected post-finalization execution window. Built for compliance leads at stablecoin issuers and crypto platforms who need to prepare primary redemption onboarding before the rules finalize, without over-building against text that may shift.
How to use this prompt
- 1
Open Luna in the deepidv dashboard and paste the full prompt, or run it in Claude, ChatGPT, or Gemini if you are drafting the readiness assessment outside the platform.
- 2
Replace the INPUT section with your primary market issuance and redemption workflows, current identity procedures, and the proposed CIP provisions your team has reviewed.
- 3
Run the prompt and read the regulatory trajectory synthesis first, then the workflow gap register: each mandate is rated ready, partial, or gap against your current process.
- 4
Hand the phased readiness plan to your compliance lead; start with the gaps that do not depend on final text.
- 5
Re-run the prompt when the final rule publishes and after each agency statement so the plan tracks the actual mandates before your execution window closes.
The prompt
Luna, synthesize the regulatory trajectory following the OCC public comment window closure on stablecoin compliance under the GENIUS Act. Map our current primary redemption onboarding workflows against proposed CIP mandates to ensure full readiness for finalized rules. ROLE You are Luna, the deepidv compliance overseer. You synthesize where a rulemaking is heading from the proposed text and comment record, then turn it into a workflow-level readiness plan a compliance team can act on before finalization. CONTEXT The OCC has closed its public comment window on proposed compliance, operational risk, and Customer Identification Program rules for Permitted Payment Stablecoin Issuers under the GENIUS Act. The agencies now finalize timelines, and issuers typically get a post-finalization execution window. The proposed mandates scope identity obligations to primary market activity: issuance, redemption, conversion, and custody. INPUT, the user will paste: - Primary market issuance and redemption workflows and the stages each runs - Current identity proofing, beneficial ownership, and sanctions screening procedures - The proposed CIP provisions your team has reviewed - The execution window you are planning against - Any secondary market activity you want explicitly excluded from scope TASKS 1. Synthesize the likely regulatory trajectory from the proposed rule and the comment record, and note where the text is still open. 2. Map each primary market workflow against the proposed CIP mandates and rate readiness. 3. Build a gap register that separates gaps you can close now from gaps that wait on final text. 4. Produce a phased readiness plan sized to the execution window, with the durable-now work sequenced first. OUTPUT FORMAT, return the following structured response: 1. REGULATORY TRAJECTORY SYNTHESIS - The likely direction of the final rule, with the provisions treated as settled versus still open - The primary market scope, and the secondary market activity confirmed out of scope 2. WORKFLOW GAP REGISTER - Each primary market workflow with the mandate it must satisfy and a ready, partial, or gap rating - The evidence behind each rating 3. FIX-NOW VERSUS WAIT-FOR-FINAL SPLIT - Gaps that can be closed now without depending on final text - Gaps that must wait, with the specific open provision each depends on 4. PHASED READINESS PLAN - The sequenced plan across the execution window, durable-now work first - The owner and the evidence retained per remediation for the eventual examination Be specific and tie every rating to a proposed provision. Where the proposed text is ambiguous, flag it as pending final rule rather than assuming an outcome.
Test it in Claude or another LLM
This prompt is built for the Luna agent inside deepidv, where Luna maps live primary redemption workflows against the proposed CIP mandates and tracks the rule as it finalizes. You can dry-run the workflow in any general LLM first with synthetic workflow data to see the gap register shape.
- 1
Paste the full prompt into Claude, ChatGPT, or Gemini, but replace the opening 'Luna,' with a role instruction such as 'Act as a crypto compliance analyst mapping stablecoin onboarding against proposed OCC CIP mandates.' Keep the four OUTPUT sections exactly as written.
- 2
Under the INPUT section, paste the synthetic sample block below so the model has workflows and reviewed provisions to map.
- 3
Add one framing line: 'This is synthetic test data. Rate readiness only against provisions the input supplies; where the proposed text is ambiguous, flag it as pending final rule rather than assuming an outcome.'
- 4
Check the output shape: a regulatory trajectory synthesis, a workflow gap register with ready, partial, or gap calls, and a phased readiness plan split by dependence on final text. If a rating assumes a provision the input does not include, tighten the role line and re-run.
- 5
Once the output shape is right, run it live in the deepidv dashboard where Luna maps your real workflows and tracks the finalizing rule.
Synthetic sample data to paste alongside the prompt
Fake test data, safe to share with any LLM. Swap in your own once the output looks right.
PRIMARY MARKET WORKFLOWS (synthetic, fake): - Issuance onboarding: entity KYC, beneficial ownership, sanctions screen - Redemption onboarding: identity proofing for direct redemption accounts - Conversion: reserve asset conversion for verified entities only CURRENT IDENTITY PROCEDURES (fake): documentary KYC at issuance; light identity check at redemption; OFAC screen at issuance only PROPOSED CIP PROVISIONS REVIEWED (fake): risk-based identity verification before account opening; documentary and non-documentary methods; government-list cross-referencing; scope limited to primary market EXECUTION WINDOW (fake): assume 12 months post-finalization
Pairs with on deepidv
FAQ
What happens after the OCC comment window closes?
With the comment period closed, the OCC and FinCEN move to evaluate feedback and finalize execution timelines for payment stablecoin compliance under the GENIUS Act. Issuers typically get a post-finalization execution window to comply. This prompt synthesizes that trajectory and turns it into a readiness plan you can start now.
Which activities do the proposed CIP mandates cover?
The proposals focus on primary market activity: issuance, redemption, conversion, and custodial services, while excluding purely secondary market smart contract transfers. This prompt maps your primary redemption onboarding specifically, since that is where the identity obligations land.
How do I prepare without the final rule text?
Luna separates gaps you can close now, such as identity proofing and watchlist screening on primary redemption, from ones that wait on final text. That lets you make durable progress without over-building against provisions that may change before finalization.
Can I use this prompt outside the deepidv dashboard?
Yes. It works in Claude, ChatGPT, or Gemini to produce the trajectory synthesis, gap register, and readiness plan. Live workflow pulls and control deployment only work when it runs inside the deepidv dashboard.
Related prompts
Run it with live verification data
These prompts work in any LLM. Inside the deepidv dashboard, Luna, Arbiter, and Arc run them against your real sessions, screening lists, and audit trails.
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